Commutative Algebra/Jacobson rings and Jacobson spaces: Difference between revisions

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Definition and elementary characterisations

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Before we strive for a characterisation of Jacobson rings, we shall prove a lemma first which will be of great use in one of the proofs in that characterisation.

Lemma 14.2:

Let R be a Jacobson ring and let IR be an ideal. Then R/I is a Jacobson ring.

Proof:

Let pR/I be prime. Then P:=πI1(p) is prime. Hence, according to the hypothesis, we may write

P=αAmα,

where the mα are all maximal. As πI is surjective, we have πI(P)=πI(πI1(p))=p. Hence, we have

p=πI(αAmα)=αAπI(mα),

where the latter equality follows from αA:y+IπI(mα) implying that for all α, y=xα+iα, where xαmα and iαImα and thus ymα. Since the ideals πI(mα) are maximal, the claim follows.

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Proof 1: We prove 1. 2. 3. 4. 1.

1. 2.: Let I be a radical ideal. Due to theorem 13.3,

I=Ipp primep.

Now we may write each prime ideal p containing I as the intersection of maximal ideals (we are in a Jacobson ring) and hence obtain 1. 2.

2. 3.: Let pR be prime. In particular, p is radical. Hence, we may write

p=iImi,

where the mi are maximal. Now suppose that x+p is contained within the Jacobson radical of R/p. According to theorem 13.7, (1xy)+p is a unit within R/p, where yR is arbitrary. We want to prove xp. Let thus kI be such that xmk. Then x+mk=R and thus 1=xy+s with yR and smk, that is s=1xy. Let a+p be the inverse of s+p, that is as1p. This means as1mi for all iI, and in particular, as1mk. Hence 1mk, contradiction.

3. 4.: Let IR. Assume there exists x+IR/I and a prime ideal qR/I such that xq, but xm for all maximal mR/I. Let πI:RR/I be the canonical projection. Since preimages of prime ideals under homomorphism are prime, p:=πI1(q) is prime.

Let m be a maximal ideal within R/p. Assume x+pm. Let πp:RR/p be the canonical projection. As in the first proof of theorem 12.2, J:=πp1(m) is maximal.

We claim that K:=πI(J) is maximal. Assume 1+IK, that is i1J for a suitable iI. Since IpJ, 1J, contradiction. Assume K is strictly contained within LR/I. Let x+ILK. Then xπI1(L). If xπI1(K), then x+IK, contradiction. Hence πI1(L)πI1(K)=J and thus 1πI1(L), that is 1+IL.

Furthermore, if x+IK, then xπI1(πI(J)). Now πI1(πI(J))=I+J=J since IJ. Hence, xJ, that is, πp(x)M, a contradiction to x+pm.

Thus, x is contained within the Jacobson radical of R/p.

4. 1.: Assume qR is prime not the intersection of maximal ideals. Then

qqmRm maximalm.

Hence, there exists an xR such that qmxmq for every maximal ideal m of R.

The set {(x+q)n|n0} is multiplicatively closed. Thus, theorem 12.3 gives us a prime ideal pR/q such that xp.

Let m be a maximal ideal of R/q that does not contain x. Let π:RR/q be the canonical projection. We claim that π1(m) is a maximal ideal containing p. Indeed, the proof runs as in the first proof of theorem 12.2. Furthermore, π1(m) does not contain x, for if it did, then π(x)=x+pm. Thus we obtained a contradiction, which is why every maximal ideal of R/q contains x.

Since within R/q, the Jacobson radical equals the Nilradical, x is also contained within all prime ideals of R/q, in particular within p. Thus we have obtained a contradiction.

Proof 2: We prove 1. 4. 3. 2. 1.

1. 4.: Due to lemma 3.10, R/I is a Jacobson ring. Hence, it follows from the representations of theorem 13.3 and def. 13.6, that Nilradical and Jacobson radical of R/I are equal.

4. 3.: Since p is a radical ideal (since it is even a prime ideal), R/p has no nilpotent elements and thus it's nilradical vanishes. Since the Jacobson radical of that ring equals the Nilradical due to the hypothesis, we obtain that the Jacobson radical vanishes as well.

3. 2.: I found no shorter path than to combine 3. 1. with 1. 2.

2. 1.: Every prime ideal is radical.

Remaining arrows:

1. 3.: Let p be a prime ideal of R. Now suppose that x+p is contained within the Jacobson radical of R/p. According to theorem 13.7, (1xy)+p is a unit within R/p, where yR is arbitrary. Write

p=iImi,

where the mi are maximal. We want to prove xp. Let thus kI be such that xmk. Then x+mk=R and thus 1=xy+s with yR and smk, that is s=1xy. Let a+p be the inverse of s+p, that is as1p. This means as1mi for all iI, and in particular, as1mk. Hence 1mk, contradiction.

3. 1.: Let pR be prime. If p is maximal, there is nothing to show. If p is not maximal, R/p is not a field. In this case, there exists a non-unit within R/p, and hence, by theorem 12.1 or 12.2 (applied to I=(a) where a is a non-unit), R/p contains at least one maximal ideal. Furthermore, the Jacobson radical of R/p is trivial, which is why there are some maximal ideals mi,iI of R/p such that

iImi=.

As in the first proof of theorem 12.2, Ki:=π1(mi) are maximal ideals of R. Furthermore,

p=iIKi.

2. 4.: Let 𝒩I be the nilradical of R/I. We claim that

K:=πI1(𝒩I)=r(I).

Let first kK, that is, k+I𝒩I. Then kn+I=0+I, that is knI and kr(I). The other inclusion follows similarly, only the order is in reverse (in fact, we just did equivalences).

Due to the assumption, we may write

r(I)=αAmα,

where the mα are maximal ideals of R.

Since πI is surjective, πI(πI1(𝒩I))=𝒩I. Hence,

𝒩I=πI(r(I))=πI(αAmα)=αAπI(mα),

where the last equality follows from αA:y+IπI(mα) implying that y=xα+iα for iαImα and xαmα and hence ymα for all α. Furthermore, the πI(mα) are either maximal or equal to R/I, since any ideal J of R/I properly containing πI(mα) contains one element y+I not contained within πI(mα), which is why yπI1(πI(mα))=mα, hence πI1(J)=R and thus J=πI(πI1(J))=R/I.

Thus, 𝒩I is the intersection of some maximal ideals of R/I, and thus the Jacobson radical of R/I is contained within it. Since the other inclusion holds in general, we are done.

4. 2.: As before, we have

πI1(𝒩I)=r(I).

Let now 𝒥I be the Jacobson radical of R/I, that is,

𝒥I=αAmα,

where the mα are the maximal ideals of R/I. Then we have by the assumption:

αAπI1(mα)=πI1(𝒥I)=πI1(𝒩I)=r(I).

Furthermore, as in the first proof of theorem 12.2, πI1(mα) are maximal.

Goldman's criteria

Now we shall prove two more characterisations of being a Jacobson ring. These were established by Oscar Goldman.

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This is the hard one, and we do it right away so that we have it done.

Proof:

One direction () isn't too horrible. Let R[x] be a Jacobson ring, and let p0R be a prime ideal of R. (We shall denote ideals of R with a small zero as opposed to ideals of R[x] to avoid confusion.)

We now define

p:=p0R[x]+xR[x].

This ideal contains exactly the polynomials whose constant term is in p0. It is prime since

fgpfpgp

as can be seen by comparing the constant coefficients. Since R[x] is Jacobson, for a given a that is not contained within p0, and hence not in p, there exists a maximal ideal m containing p, but not containing a. Set m0:=mR. We claim that m0 is maximal. Indeed, we have an isomorphism

R[x]/mR/m0

via

anxn++a1x+a0+ma0+m0.

Therefore, R[x]/m is a field if and only if R/m0 is. Hence, m0 is maximal, and it does not contain a. Since thus every element outside p0 can be separated from p0 by a maximal ideal, R is a Jacobson ring.

The other direction is a bit longer.

We have given R a Jacobson ring and want to prove R[x] Jacobson. Hence, let pR[x] be a prime ideal, and we want to show it to be the intersection of maximal ideals.

We first treat the case where pR={0} and R is an integral domain.

Assume first that p does contain a nonzero element (i.e. is not equal the zero ideal).

Assume gR[x] is contained within all maximal ideals containing p, but not within p. Let fp such that f is of lowest degree among all nonzero polynomials in p. Since pR={0}, degf1. Since R is an integral domain, we can form the quotient field K=QuotR. Then R[x]K[x].

Assume that f is not irreducible in K[x]. Then f=f1f2, f1,f2K[x], where f1, f2 are not associated to f. Let α,β,γ such that αf,βf1,γf2R[x]. Then αβγf=α(βf1)(γf2). As p is prime, wlog. αβf1p. Hence degf1=degf. Thus, f and f1 are associated, contradiction.

K[x] is Euclidean with the degree as absolute value. Uniqueness of prime factorisation gives a definition of the greatest common divisor. Since f is irreducible in K[x] and gp, gcd(f,g)=1. Applying the Euclidean algorithm, 1=fh1+gh2, h1,h2K[x]. Multiplication by an appropriate constant b yields b=fbh1+gbh2, bh1,bh2R[x]. Thus, bp+gR[x]. Hence, b is contained within every maximal ideal containing p. Further, pR={0}bp.

Let m0R be any maximal ideal of R not containing a. Set

I:=m0R[x]+p.

Assume I=R[x]. Then 1=u(x)+v(x), um0R[x],vp. We divide v by f by applying a polynomial long division algorithm working for elements of a general polynomial ring: We successively eliminate the first coefficient of v by subtracting an appropriate multiple of f. Should that not be possible, we multiply v by the leading coefficient of f, that shall be denoted by a. Then we cannot eliminate the desired coefficient of v, but we can eliminate the desired coefficient of av. Repeating this process gives us

anv(x)=f(x)h(x)+i(x), degi<degf

for h,iR[x]. Furthermore, since this equation implies ip, we must have i=0 since the degree of f was minimal among polynomials in p. Then

an=anv(x)+anu(x)=f(x)h(x)+anu(x)=f(x)h(x)+r(x)

with r(x):=anu(x)m0R[x]. By moving such coefficients to r(x), we may assume that no coefficient of h is in m0. Further, h is nonzero since otherwise anm0am0. Denote the highest coefficient of h by δ, and the highest coefficient of r by ϵ. Since the highest coefficients of fh and r must cancel out (as degf1),

aδ=ϵ.

Thus, am0 and δm0, but ϵm0, which is absurd as every maximal ideal is prime. Hence, IR[x].

According to theorem 12.2, there exists a maximal ideal mR[x] containing I. Now mR does not equal all of R, since otherwise m=R[x]. Hence, m0mR and the maximality of m0 imply mR=m0. Further, m is a maximal ideal containing p and thus contains b. Hence, bm0.

Thus, every maximal ideal m0 that does not contain a contains b; that is, abm0 for all maximal ideals m0 of R. But according to theorem 12.3, we may choose a prime ideal p0 of R not intersecting the (multiplicatively closed) set {(ab)n|n}, and since R is a Jacobson ring, there exists a maximal ideal m0 containing p0 and not containing ab. This is a contradiction.

Let now pR[x] be the zero ideal (which is prime within an integral domain). Assume that there are only finitely many elements in R[x] which are irreducible in K[x], and call them f1,,fn. The element

f1(x)fn(x)+1

factors into irreducible elements, but at the same time is not divisible by any of f1,,fn, since otherwise wlog.

f1(x)fn(x)+1=f1(x)s(x)1=f1(x)(s(x)f2(x)fn(x)),

which is absurd. Thus, there exists at least one further irreducible element not listed in f1,,fn, and multiplying this by an appropriate constant yields a further element of R[x] irreducible in K[x].

Let fR[x] be irreducible in K[x]. We form the ideal fK[x] and define If:=R[x]f. We claim that If is prime. Indeed, if a(x)b(x)f, then a and b factor in K[x] into irreducible components. Since K[x] is a unique factorisation domain, f occurs in at least one of those two factorisations.

Assume there is a nonzero element w(x) contained within all the If, where f is irreducible over K[x]. w factors in K[x] uniquely into finitely many irreducible components, leading to a contradiction to the infinitude of irreducible elements of K[x]. Hence,

fK[x]f irreducibleIf={0},

where each If is prime and IfR={0}. Hence, by the previous case, each If can be written as the intersection of maximal elements, and thus, so can p={0}.

Now for the general case where R is an arbitrary Jacobson ring and pR[x] is a general prime ideal of R[x]. Set p0:=pR. p0 is a prime ideal, since if abp0, where a,bR, then ap or bp, and hence ap0 or bp0. We further set q:=p0R[x]. Then we have

R[x]/q(R/p0)[x]

via the isomorphism

φ:anxn++a1x+a0+q(an+p0)xn++(a1+p0)x+(a0+p0).

Set

R:=R/p0 and p:=φ(πq(p)).

Then R is an integral domain and a Jacobson ring (lemma 14.2), and p is a prime ideal of R[x] with the property that pR={0}. Hence, by the previous case,

p=pmRm max.m.

Thus, since qp,

p=πq1(φ1(p))=(φπq)1(pmRm max.m)=pmRm max.(φπq)1(m),

which is an intersection of maximal ideals due to lemma 12.4 and since isomorphisms preserve maximal ideals.

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Proof:

The reverse direction is once again easier.

Let p0R be a prime ideal within R, and let ap0. Set

I:=p0R[x]+(ax1)R[x].

Assume I=R[x]. Then there exist fp0R[x], gR[x] such that

1=f(x)+(ax1)g(x).

By shifting parts of g to f, one may assume that g does not have any coefficients contained within p0. Furthermore, if g=0 follows 1p0R[x]. Further, p0R[x]R=p0, since if chR, cp0, hR[x], then c annihilates all higher coefficients of h, which is why ch equals the constant term of h times c and thus chp0. Hence g0 and let b be the leading coefficient of g. Since the nontrivial coefficients of the polynomial f(x)+(ax1)g(x) must be zero for it being constantly one, abp0, contradicting the primality of p0.

Thus, let mR[x] be maximal containing I. Assume m contains a. Then ax(ax1)=1m and thus m=R[x]. m contracts to a maximal ideal m0 of R, which does not contain a, but does contain p0. Hence the claim.

The other direction is more tricky, but not as bad as in the previous theorem.

Let thus R be a Jacobson ring. Assume there exists a maximal ideal mR[x] such that Rm is not maximal within R. Define

p0:=mR and p:=p0R[x]. p0 is a prime ideal, since if a,bR such that abR, am or bm and hence ap0 or bp0. Further
R[x]/p(R/p0)[x]

via the isomorphism

φ:anxn++a1x+a0+p(an+p0)xn++(a1+p0)x+(a0+p0).

According to lemma 12.5, πp(m) is a maximal ideal within R[x]/p. We set

R:=R/p0 and m:=φ(πp(m)).

Then R is a Jacobson ring that is not a field, m is a maximal ideal within R (isomorphisms preserve maximal ideals) and mR={0}, since if wR[x] is any element of m which is not mapped to zero by πp, then at least one of an+p0,,a1+p0 must be nonzero, for, if only a0p0, then a0(mR)p0, which is absurd.

Replacing R by R and m by m, we lead the assumption to a contradiction where R is an integral domain but not a field and mR={0}.

m is nonzero, because else R[x] would be a field. Let f0 have minimal degree among the nonzero polynomials of m, and let aR be the leading coefficient of f.

Let n0R be an arbitrary maximal ideal of R. n0 can not be the zero ideal, for otherwise R would be a field. Hence, let bn0 be nonzero. Since mR={0}, bm. Since m is maximal, m+b=R[x]. Hence, 1=g(x)+bh(x), where gm and hR[x]. Applying the general division algorithm that was described above in order to divide g by f and obtain

anh(x)=s(x)f(x)+r(x)

for suitable n and r,sR[x] such that degr<degf. From the equality holding for h we get

anbh(x)=an(1g(x))=bs(x)f(x)+br(x)anbr(x)=bs(x)f(x)+ang(x).

Hence, anbr(x)m, and since the degree of f was minimal in m, anbr(x)=0. Since all coefficients of br(x) are contained within n0 (since they are multiplied by b), ann0. Thus an0 (maximal ideals are prime).

Hence, a is contained in all maximal ideals of R. But since R was assumed to be an integral domain, this is impossible in view of lemma 12.3 applied to the set S={an|n0}, yielding a prime ideal p0R which is separated from a by a maximal ideal since R is a Jacobson ring. Hence, we have obtained a contradiction.

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